Regulatory Compliance

Financial Institutions quick access


BAI Retail Delivery IN Demand
Standard Price: $495
Enterprise Member Price: $0
A resource you can refer to again and again. With BAI Retail Delivery IN Demand, you can access insights and knowledge from BAI Retail Delivery 2011 to help shape your action plans and guide your decision making. Whether or not you were able to attend this year’s event, you can experience this industry-leading conference and expo.
2012 Industry Issues: On Demand BAI Webinar Subscription Series
Standard Price: $1,250
Enterprise Member Price: $0
Market uncertainties. Increased rules and regulations. Slimming profit margins. The list of challenges facing retail banking professionals shows no signs of stopping. One of the toughest is just staying informed and up-to-date on the issues. Not to worry – that challenge just got easier. BAI has done the work and compiled the thought leadership content for you. From combating rising fraud schemes to increasing profitability through more accurate resource allocation, we’ve gathered the perspectives and best practices to guide you. Subscribe to this On Demand series of 12 webinars and receive objective, real-world insights to help you and your colleagues address today’s most critical issues.
Dodd Frank Reference Guide
Standard Price: $499
Enterprise Member Price: $399
The BAI Dodd-Frank Reference Guide puts the most current information at your fingertips. With as many as 10 new regulatory activities updates related to Dodd-Frank occurring each week, this is the one resource designed to keep you on top of the myriad of financial regulatory changes resulting from this landmark legislation.
BAI Loan Review Certificate Course I
2/28/2012 8:30 AM -
3/1/2012 12:00 PM EST
Orlando, Florida
Standard Price: $1,445
Enterprise Member Price: $1,245
A difficult economy and rising loan defaults are draining revenue from commercial loan portfolios. Stop this trend with BAI’s highly acclaimed certificate program. A well-trained loan review staff can mitigate losses through early problem-loan detection.
BAI Payments Connect 2012
3/12/2012 8:30 AM -
3/14/2012 12:00 PM PST
The Mirage
Las Vegas, Nevada
Standard Price: $1,795
Enterprise Member Price: $1,595
Drive revenue and keep up with the latest developments in the fast-changing payments landscape. Designed specifically for payments professionals, this dynamic conference and expo drills down on key industry issues: Combating Payments Fraud, CheckImage and Emerging Payments Strategies.
BAI Loan Review Certificate Course II
3/19/2012 8:30 AM -
3/21/2012 5:00 PM EST
Atlanta, Georgia
Standard Price: $1,745
Enterprise Member Price: $1,495
Build on fundamentals of Loan Review Certificate Course l to improve risk management and loan quality assessment. A vigilant review process can mean the difference between a profitable loan portfolio and one plagued with problem loans.
BAI Loan Review Certificate Course I
4/2/2012 8:30 AM -
4/4/2012 12:00 PM CST
Chicago, Illinois
Standard Price: $1,445
Enterprise Member Price: $1,245
A difficult economy and rising loan defaults are draining revenue from commercial loan portfolios. Stop this trend with BAI’s highly acclaimed certificate program. A well-trained loan review staff can mitigate losses through early problem-loan detection.
BAI Loan Review Certificate Course II
8/27/2012 8:30 AM -
8/29/2012 5:00 PM CST
Chicago, Illinois
Standard Price: $1,745
Enterprise Member Price: $1,495
Build on fundamentals of Loan Review Certificate Course l to improve risk management and loan quality assessment. A vigilant review process can mean the difference between a profitable loan portfolio and one plagued with problem loans.
BAI Retail Delivery 2012
10/9/2012 12:00 PM -
10/12/2012 5:00 PM EST
Walter E. Washington Convention Center
Washington, D.C.
Standard Price: $1,895
Enterprise Member Price: $1,695
Gain unique perspectives from global thought leaders, from inside and outside the retail banking industry. This highly engaging, interactive event focuses on resolving key challenges and identifying new opportunities for better growth and profitability.
Hot Topics in Lending for 2012
2/29/2012
10:00 AM - 11:00 AM CST
Complimentary

Now that the CFPB is fully up and running, 2012 promises to be one of the busiest years ever in the world of lending. The Dodd-Frank Act sheds some light on what the Bureau and other regulatory agencies have in store, but that’s only the beginning of the discussion. Expect to see changes in Reg. Z, RESPA and many others, as well as new enforcement trends now that Examiners have placed a heavy emphasis on UDAAP issues.

Join us for this information-intense, one-hour webinar and to learn how to prepare. Topics covered will include Reg. Z and RESPA changes, appraisal expectations, UDAAP, commercial lending, flood insurance, the CRA, and issues in fair lending, HMDA, and data integrity.

FDIC Deposit Insurance Fund Survey
Published 03/2009
The research was conducted from March 9 to March 22, 2009. Respondents represented a range of banks by size and location, as well as a variety of titles ranging from CEO to Senior Product Manager.
What's Right With Overdraft?
Published 07/2009
Robert C. Giltner, Consulting Partner, Velocity Solutions
Dodd-Frank Act: Where Are We Now Whitepaper
Published 06/2011
There have been a multitude of activities in connection with the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act), especially lately. Many have taken place relative to swaps and other investment activities pursuant to Title VII of the Act and have come from the Securities and Exchange Commission (SEC) and the Commodities Future Trading Commission (CFTC). This white paper will not concentrate on those activities, nor will it focus on high-level activities such as the "living will" requirement, the "Volcker Rule," orderly liquidation proceedings, systemically important institutions, or incentive compensation rules. Rather, it will focus on activities directly affecting retail banking.
Interchange Regulation: Finalization of Durbin Amendment Whitepaper
Published 07/2011
On June 29, 2011, the Federal Reserve issued a Final Rule and Interim Final Rule establishing new Regulation II (12 CFR 235), implementing the so-called Durbin Amendment to the Dodd-Frank Act. The regulation is titled, "Debit Card Interchange Fees and Routing," and it implements new Section 920 of the Electronic Funds Transfer Act, as added by Section 1075 of the Dodd-Frank Act.
Proposed (and Final) Changes to Funds Availability – Regulation CC
Published 09/2011
This 3-page summary examines the proposed and final changes to Regulation CC – Availability of Funds and Collection of Checks. It addresses changes that are still in the proposed stage, such as the shortening of the exception hold time period to four business days (from seven), and changes that have been finalized – namely, the transition of the “$100 Rule” to the “$200 Rule.”
New Guidance on Multi-factor Authentication: Getting Ready for Examiners
Recorded 01/2012
In June of 2011, the FFIEC issued draft guidance regarding Online Banking Authentication to help financial institutions, businesses and consumers protect against online crime. Effective on the first of this year, Examiners will now enforce compliance with the regulatory expectations for risk assessments, layered security, and training for both consumer accounts and business accounts. This webinar discusses the keys to a sound risk management program, layered security solutions and their effectiveness, and how to implement a formal Customer Awareness Program.
Proactive v. Reactive Training: Raising the Bar for Compliance and Regulatory Training
Recorded 12/2011
In a world governed by complex legislation and accountability, HR and compliance professionals are challenged with keeping their companies in compliance…or risking regulatory exposure and costly penalties. This webinar examines how several forward-thinking companies have moved compliance from a simple “read-and-understand” signoff model to empowered-learning organizations.
The Coming Influence And Effects of UDAAP
Published 10/2011
This 9-page summary explores the anticipated impacts of UDAAP on the industry. The whitepaper covers the differences between the existing UDAP standard and the anticipated new UDAAP rules, and outlines how “Unfair,” “Deceptive,” and “Abusive” may be defined. This summary also acts as an informative introduction to the rule that will govern virtually everything an institution offers when it comes to its consumers and customers, due to its expansive definition and mandate.

From BAI Banking Strategies

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Future Branching at Citibank  
By Kenneth Cline
Citbank’s Brad Dinsmore says future branches need to be generally smaller than current models and staffed by better-trained, more versatile employees.
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The Consumer Financial Protection Bureau is beginning an inquiry into how banks levy overdraft fees they charge customers who bounce checks or withdraw more than they have in their accounts using debit cards or automated teller machines, the head of the agency said Tuesday.
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Citigroup is facing a potential multibillion-dollar write-down as it begins unwinding its minority investment in the Morgan Stanley Smith Barney brokerage.
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