• Lauri Giesen
    Lauri Giesen Mar 15, 2018

    Fiduciary limbo: The struggle to get in step with the government’s new wealth management rule

    It’s common sense to honor a client’s best interests. But how to do that remains foggy as the White House reviews—and could rewrite—a new retirement planning rule.

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  • Improving regulatory compliance during customer onboarding

    Reetu Khosla_headshot
    Reetu Khosla Feb 2, 2016

    As Know Your Customer and other regulatory requirements increasingly slow down the customer onboarding process, banks need to consider scalable and unified technology solutions.

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  • Keeping whistleblowing in-house

    Derek Brown Aug 18, 2015

    To avoid regulatory fines and reputational damage, banks should set up programs to encourage whistleblowers to first report their concerns internally.

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  • Unintended consequences of fed capital analysis

    Gurjeet Singh Aug 12, 2015

    The Fed’s regulations for capital analysis and review may have the unintended consequence of making large banks more competitive, at the expense of smaller ones.

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  • Time to simplify overdraft fees

    Rick Barham May 18, 2015

    As overdraft fees face regulatory pressure and consumer complaints, it’s time for bankers to adopt a simpler, more transparent approach.

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  • The regulatory effect in banking

    Chris Skinner1_resized
    Chris Skinner May 14, 2015

    Bankers have many things to worry about but being ‘disrupted’ by alternative industries is not one of them. Reason: too much regulation.

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