It’s common sense to honor a client’s best interests. But how to do that remains foggy as the White House reviews—and could rewrite—a new retirement planning rule.
The Fed’s recent guidance on future changes in interest rates provides bankers with an unusual opportunity to improve their returns on the fixed income market
While old world banks are scrambling to respond to the regulatory agenda, new world banks are stealing away their customers.
Reducing legal costs is inevitable in today’s cost-cutting environment, yet banks must proceed in a judicious way that preserves effective legal assistance.
The Dodd-Frank legislation makes it harder for banks to avoid liability under state law by making it more difficult for them to raise the ‘preemption’ argument.
Banks are accustomed to thinking about Big Data in terms of marketing but regulatory compliance nowadays also requires some very big data.