BAI, Your Trusted Compliance Resource

The BAI Policy Manager

Designed for Financial Services… because Policy Management Should Make Things Easier

End-to-End Policy Solution

The BAI Policy Manager helps financial services organizations make informed decisions when creating, updating, communicating, and tracking their organizational policies and procedures. It provides:

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  • Industry-specific regulatory resources to help you make informed decisions when creating and updating your policies
  • Easy setup to help you get up and running quickly
  • Focused processes, so you’re ready for your next examination
  • Powerful communication tools to build a culture of compliance

As an independent nonprofit with research and regulatory expertise, BAI is uniquely positioned to provide compliance tools designed for the financial services industry.

Ready to learn more? Schedule a demo
Making Informed Decisions

Industry-specific regulatory resources

BAI provides compliance professionals with industry-specific actionable content that helps them make informed decisions during the policy management process, including:

  • Regulatory Alerts (CFPB changes, FDIC updates, NCUA rules, etc.)
  • Policy Considerations
  • Policy Templates
  • Regulation Overviews

These resources and industry information help save you time and increase the effectiveness of your policy management program.

Ready to learn more? Schedule a demo
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Easy Setup and Administration

Help you get up and running quickly

Quick Setup and Easy Administration

The BAI Policy Manager is designed to provide for a quick setup and easy administration, saving your compliance professionals significant time. BAI’s solution includes:

  • Bulk import of existing policy documents
  • Industry-specific table of contents
  • Bulk import of users
  • A human resources information system (HRIS) data exchange
  • Configurable and reusable workflows
  • Single sign-on (SSO)

These administrative features help save you time and increase the effectiveness of your policy management program.

Ready to learn more? Schedule a demo
Focused Processes

So you’re ready for your next examination

Timely Updates and Acknowledgements
In the financial services industry, updating policies on time and having those policies acknowledged in a timely manner are crucial. The BAI Policy Manager includes many features designed with this understanding. BAI’s solution includes:

  • Compliance professional and manager dashboards
  • Report subscriptions
  • Reminder emails
  • User dashboards
  • Audit reports

These user-experience features keep everyone focused on staying on schedule with updates and acknowledgements.

Ready to learn more? Schedule a demo
Powerful Communication Tools

To build a culture of compliance

Sharing Policies and Procedures

In the financial services industry, organizations are expected to communicate policies and procedures to the relevant employees. The BAI Policy Manager includes many features that should help you communicate policies and procedure effectively, fostering a culture of compliance:

  • Centralized repository
  • Full text search
  • Bookmarking
  • Distribution
  • Acknowledgements
  • Quizzes
  • Tracking

These communication features allow compliance professionals to ensure everyone in their organization sees, understands, and can quickly reference the policies and procedures needed to do their jobs effectively.

Ready to learn more? Schedule a demo

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