BAI Training for Board of Directors

BAI Compliance Executive Roundtable

As compliance leaders continue to play a more visible and integrated role within their financial organizations, the ability to tap into expertise and experiences from peers and other industry experts is critical. Join us for the BAI Compliance Executive Roundtable, which is a program built for and by Chief Compliance Officers and other senior compliance executives in financial services. In a true peer environment, you'll have the opportunity to get together with other compliance leaders to exchange ideas, network and access practical and actionable insights around critical compliance and risk issues impacting financial services. 

BAI Compliance Executive Roundtable 2019 Schedule

May 14-15, 2019 | New York, NY

COMPLY 2019 Conference 
Join us for two sessions at COMPLY 2019, a leading compliance, risk and RegTech event in financial services. Please use the following code, BAICOMPLY, for $250 off the current registration offers.

August 14 | 12:00 - 1:00 CST

Executive Conference Call

October 8-10, 2019 | Boston, MA

BAI Compliance Executive Roundtable at the BAI Industry Forum
Join us for the BAI Compliance Executive Roundtable, which is a program built for and by Chief Compliance Officers and other senior compliance executives in financial services. In a true peer environment, you'll have the opportunity to get together with other compliance leaders to exchange ideas, network and access practical and actionable insights around critical compliance and risk issues impacting financial services.

Benefits to Participation

  • Take part in an exclusive industry group of senior compliance executives in retail financial services, characterized by intimacy, trust, transparency and true peer networking.
  • Engage in strategic discussions around best practices, relevant challenges and opportunities facing leaders today.
  • Access diverse peer insights and idea exchanges that build meaningful relationships and expand your network of experienced industry colleagues.
  • Drive agenda content – there is no hidden agenda, just a desire to help each other learn and serve as a sounding board for problem-solving.
  • Lead peer discussion groups onsite at this elite event that highlights your expertise on key priorities.
  • Gather actionable insights from guest speakers from outside the industry to gain fresh perspectives and practical takeaways to empower smart decisions.

This is an invitation-only program exclusively for Chief Compliance Officers and other senior compliance executives from organizations with asset sizes of $10 billion and more. This event is intentionally intimate, and invitations are non-transferable.

If you are interested in participating or learning more about the BAI Compliance Executive Roundtable, please contact Alison Estrada, Consultant, BAI at aestrada@bai.org or 312 523 4986.