BAI Compliance Executive Roundtable

As compliance leaders continue to play a more visible and integrated role within their financial organizations, the ability to tap into expertise and experiences from peers and other industry experts is critical. Join us for the BAI Compliance Executive Roundtable, which is a program built for and by Chief Compliance Officers and other senior compliance executives in financial services. In a true peer environment, you’ll have the opportunity to get together with other compliance leaders to exchange ideas, network and access practical and actionable insights around critical compliance and risk issues impacting financial services.

BAI Compliance Executive Roundtable 2020 Schedule

May 4-6, 2020 | New York, NY

COMPLY 2020 Conference
Join us at COMPLY 2020, a leading compliance, risk and RegTech event in financial services.

Meeting Chair: Emily Schoolman, Head of Corporate Compliance, Raymond James
Monday May 4 Raymond James, New York, NY
2:00 pm – 5:00 pm – BAI Executive Compliance Roundtable
5:00 pm – Casual dinner
Tuesday May 5 COMPLY2020, New York, NY
8:00 am – 11:00 am BAI Executive Compliance Roundtable
11:00 am – 5:00 pm Enjoy COMPLY2020
Wednesday May 6 COMPLY2020, New York, NY
8:00 am – 5:00 pm Enjoy COMPLY2020

Benefits to Participation

  • Take part in an exclusive industry group of senior compliance executives in retail financial services, characterized by intimacy, trust, transparency and true peer networking.
  • Engage in strategic discussions around best practices, relevant challenges and opportunities facing leaders today.
  • Access diverse peer insights and idea exchanges that build meaningful relationships and expand your network of experienced industry colleagues.
  • Drive agenda content – there is no hidden agenda, just a desire to help each other learn and serve as a sounding board for problem-solving.
  • Lead peer discussion groups onsite at this elite event that highlights your expertise on key priorities.
  • Gather actionable insights from guest speakers from outside the industry to gain fresh perspectives and practical takeaways to empower smart decisions.

This is an invitation-only program exclusively for Chief Compliance Officers and other senior compliance executives from organizations with asset sizes of $10 billion and more. This event is intentionally intimate, and invitations are non-transferable.

If you are interested in participating or learning more about the BAI Compliance Executive Roundtable, please contact Alison Estrada at [email protected].